Law Optional 2017 Paper I

Do you think the institution of Lokpal, as envisaged under the Lokpal and Lokayukta Act, 2013, is efficacious enough to curb corruption in India? State the inadequacies in the legislative framework, if any.

Verified Answer
  1. Core Legal Answer & Context: The Lokpal and Lokayuktas Act, 2013, established the institution of Lokpal at the Centre and mandated the creation of Lokayuktas in the States. The primary objective of the Lokpal is to inquire into allegations of corruption against public functionaries, including the Prime Minister, Union Ministers, Members of Parliament, and certain categories of central government employees. It was envisioned as an independent and powerful anti-corruption ombudsman, a significant step towards combating corruption in India.

Efficacy of Lokpal:

  • Positive Aspects:

    • Independent Body: Designed to be independent of government influence, with its own inquiry and investigative wings.
    • Wide Jurisdiction: Covers a broad range of public functionaries, including the Prime Minister (with certain safeguards), ministers, and MPs.
    • Investigative Powers: Has powers to conduct preliminary inquiry, investigation, and prosecution, and can attach assets.
    • Transparency: Mandates declaration of assets by public servants and provides for protection of whistleblowers.
  • Inadequacies in the Legislative Framework:

    • Appointment Process: The selection committee for the Lokpal is dominated by government representatives (PM, Speaker, CJI/nominee, Leader of Opposition). The absence of a recognized Leader of Opposition for a period after 2014 delayed appointments, highlighting a structural flaw. The 'eminent jurist' member is also government-appointed, raising concerns about independence.
    • Limited Jurisdiction over PM: While the PM is under its purview, the Lokpal cannot inquire into allegations related to international relations, security, public order, atomic energy, and space, unless a full bench of the Lokpal (including at least two-thirds of its members) approves the inquiry, and the proceedings are held in camera. This creates significant hurdles.
    • Lack of Suo Motu Power: The Lokpal cannot initiate an inquiry on its own motion. It relies on complaints, which can be a limitation in uncovering systemic corruption.
    • Dependence on Government: The Lokpal's investigative wing (CBI) and other agencies remain under the administrative control of the government, potentially compromising its independence in investigations.
    • Protection for Whistleblowers: While the Act mentions whistleblower protection, the actual implementation and effectiveness of such protection have been questioned, as whistleblowers often face retaliation.
    • Procedural Hurdles: The Act contains provisions that can make it difficult for genuine complaints to proceed, such as the requirement for a preliminary inquiry before a full investigation, and the need for the Lokpal to refer cases to the CBI.
    • Delayed Implementation: Despite the Act being passed in 2013, the Lokpal was not fully functional until 2019, indicating a lack of political will and highlighting the challenges in operationalizing such an institution.
  1. Relevant Statutes and Sections:
  • The Lokpal and Lokayuktas Act, 2013: This is the primary legislation governing the institution of Lokpal and Lokayuktas.
  1. Important Landmark Cases: While there are no direct landmark cases on the efficacy of the Lokpal Act itself, the Supreme Court has, in various instances, emphasized the need for independent anti-corruption bodies and timely appointments. For example, in Common Cause v. Union of India (2017), the Supreme Court directed the government to make the appointments to the Lokpal, highlighting the importance of operationalizing the institution.

  2. Clear Conclusion: While the Lokpal and Lokayuktas Act, 2013, represents a significant legislative effort to combat corruption, its efficacy is hampered by several structural and operational inadequacies. The appointment process, limitations on the Prime Minister's jurisdiction, lack of suo motu powers, and continued dependence on government agencies for investigations dilute its independence and effectiveness. For the Lokpal to truly become a potent force against corruption, these legislative shortcomings need to be addressed, ensuring greater autonomy, broader powers, and a more robust mechanism for complaint initiation and investigation.